Eolas Capital provides solicitation services to asset management firms ("Partner Managers") as part of their investment advisory services. Eolas Capital is compensated for the endorsement of the Partner Manager in accordance with the Form ADV Part 2A disclosures and the fee table as both document are disclosed on this website. Eolas Capital does not represent a recommendation of any particular security, investment strategy, investment product of a Partner Manager and is acting only as a solicitor. Any material conflicts of interest on the part of Eolas Capital in giving the endorsement resulting from the Partner Manager’s relationship with Eolas Capital and/or a description of any compensation arrangement, provided, is included in the disclosure documents. Information with respect to Partner Manager’s investment management services have been provided and approved for distribution by the Partner Manager. Eolas Capital does not warrant or guarantee the information’s completeness or accuracy.
This website describes the provision of working capital and a range of operational support services for which Eolas Capital receives a revenue share as compensation from a Partner Manager including from investment manager partners of its parent company and affiliate, Channel Capital. In this arrangement, such services are not considered to be investment advice and Eolas Capital is not acting as an investment adviser. These services are not intended to be, nor should it be construed or used as an offer to sell, or a solicitation of any offer to buy interests or shares in any investment product or private funds offered by the Partner Managers.
We may collect certain non-public personal information about you ("Customer Information"). The essential purpose for collecting Customer Information is to allow us to provide advisory services to you. Customer Information we collect may include:
If you decide to become an inactive customer, we will adhere to our privacy policies, which may be amended from time to time.
Eolas Capital has business relationships with our affiliates and with non-affiliated third parties (such as attorneys, auditors, accountants, brokers, custodians, investment advisers and other consultants), who, in the ordinary course of providing their services, may require access to your Customer Information. Eolas Capitals’s engagement with un-affiliated third-party service providers may be necessary for the Company to provide investment advisory services to you. In addition, the Company selects and retains service providers that it believes are capable of maintaining appropriate safeguards for Customer Information, and the Company will require written agreements from its service providers to maintain such safeguards.
We do not disclose Customer Information we collect about you except (i) to furtherance of our business relationship and only to those persons necessary to effect the transactions and provide the authorized services; (ii) to persons assessing our compliance with industry standards (e.g., professional licensing authorities, consultants, etc.); and (iii) to our attorneys, accountants, and auditors.
Eolas Capital may disclose information to non-affiliated third parties as required or allowed by law. For example, this may include disclosures in connection with a subpoena or similar legal process, a fraud investigation or a regulatory audit or examination.
We do not sell any Customer Information to any third party.
Eolas Capital follows an “opt-in” provision as required by Massachusetts State General Laws. The Massachusetts Securities Division has published a policy notice on this matter that is available on their website at http://www.sec.state.ma.us/sct/sctgbla/gblaidx.htm.
Eolas Capital will not share non-public personal information with non-affiliated third parties unless a customer opted in of certain sharing through a signed statement in which you will make an affirmative declaration of permission to disclose such information.
There is no opt-in requirement for any disclosure of Customer Information to service providers or joint marketers, but Eolas Capital must disclose the nature of any information to be shared with a service provider or joint marketer and must enter into contractual arrangements to require the third party to maintain confidentiality of the information.
The opt-in requirement also does not apply to disclosure of confidential information in the following circumstances:
Eolas Capital maintains physical, electronic and procedural safeguards that comply with applicable federal or state standards to protect your Customer Information. Computer security measures have been instituted where applicable including passwords, backups, and encryption. All employees are informed and instructed on various security measures including the non-discussion and/or sharing of Customer Information and restrict access to only those employees who need to know that information to service your account.
Eolas Capital uses various methods to store and archive client files and other information. In addition to electronic and personnel measures, the company has implemented reasonable physical security measures at our home office location to prevent unauthorized access to our facilities and all remote locations, where applicable.
This NOTICE FOR CALIFORNIA RESIDENTS applies solely to visitors, users, and others who reside in the State of California (“consumers” or “you”). We adopt this notice to comply with the California Consumer Privacy Act of 2018 (“CCPA”).
We collect and use personal information as described in this Privacy Notice. If a consumer wishes to have their personal information deleted, Eolas Capital will delete your personal information unless it is necessary for us to retain the personal information in compliance with applicable federal or state laws. All requests under the CCPA must be sent to Des Mac Intyre telephonically by calling (617) 469-4128.
The consumer has the right to request a report concerning their personal information that contains the information specified in 1798.110 (a) of the CCPA: (1) the categories of personal information we have collected about you, (2) the categories of sources from which the personal information is collected, (3) the business or commercial purpose for collecting the personal information, (4) the categories of third parties with which we share the personal information, and (5) the specific pieces of personal information we have collected about you. As per your rights upon a request, Eolas Capital discloses to you that we do not sell your personal information and the categories of your personal information that we have disclosed is for a business purpose.
Eolas Capital does not discriminate against you for exercising any of your individual rights, such as by denying you products or services, charging you different prices or rates, or providing a different level or quality of products and services.
If you have questions about this privacy notice or about the privacy of your Customer Information, call our main number (617)468-4128.